You are currently viewing Licenses required for importing lithium-ion battery for recycling in India

Licenses required for importing lithium-ion battery for recycling in India


Importing Lithium-ion Batteries for recycling in India involves several legal and regulatory requirements to ensure environmental protection and compliance with national laws. This blog provides an overview of the licenses and permits required for importing lithium-ion batteries for recycling in India.

1. Environmental Clearance:

Before importing lithium-ion batteries for recycling in India, you must obtain environmental clearance from the Ministry of Environment, Forest & Climate Change (MoEF&CC). This clearance is essential to ensure that recycling does not harm the environment or public health. To obtain environmental clearance, you must submit an Environmental Impact Assessment (EIA) report detailing the recycling facility’s potential environmental impacts and the mitigation measures you will implement.

2. Importer Exporter Code (IEC):

An Importer Exporter Code (IEC) is mandatory for all Indian businesses importing or exporting goods. You must obtain an IEC from the Directorate General of Foreign Trade (DGFT). This code is essential for customs clearance and other trade-related activities.

3. Registration with the Central Pollution Control Board (CPCB):

To operate a recycling facility for lithium-ion batteries in India, you must register with the Central Pollution Control Board (CPCB). The CPCB monitors and regulates environmental pollution and ensures that recycling facilities adhere to environmental norms and standards.

4. Hazardous and Other Waste Management (HOWM) Rules:

Lithium-ion batteries are classified as hazardous waste under India’s Hazardous and Other Waste Management Rules, 2016. Therefore, you must comply with these rules, which include proper labelling, packaging, transportation, and disposal of hazardous waste. You may also need to obtain a hazardous waste authorisation from the State Pollution Control Board or SPCB or Pollution Control Committee (PCC), depending on your location.

5. Basel Convention Compliance:

India is a party to the Basel Convention (BC) on the Control of Transboundary Movements of Hazardous Wastes (HWs) and Their Disposal. When importing lithium-ion batteries for recycling, you must ensure compliance with the convention’s provisions, which govern the transboundary movement of hazardous waste. This includes obtaining prior informed consent from the exporting country and adhering to all documentation and reporting requirements.

6. Customs Clearance:

Customs clearance is a crucial step in importing lithium-ion batteries for recycling. You must submit the necessary documents to the customs authorities, including invoices, packing lists, and the IEC. Additionally, you may need to pay customs duties and taxes depending on the import value and classification of the batteries.

7. Import License for Restricted Items:

If the lithium-ion batteries you intend to import fall under restricted items as per India’s import policy, you must obtain a specific import license for these items. The Directorate General of Foreign Trade issues such licenses, and you should check whether your batteries fall under restricted categories before importing.

8. Compliance with Battery Management Rules:

India has issued Battery Waste Management Rules to regulate the collection, recycling, and disposal of used batteries, including lithium-ion batteries. Importers must comply with these rules and may need to obtain necessary approvals from the Ministry of Environment, Forest and Climate Change.

9. Approval from the Ministry of New and Renewable Energy (MNRE):

If you plan to recycle lithium-ion batteries for a renewable energy project, you may need approval from the Ministry of New & Renewable Energy (MNRE). The MNRE promotes using renewable energy sources and may have specific requirements for recycling lithium-ion batteries within renewable energy programs.

10. Licensing for Recycling Facilities:

In addition to import licenses, you must ensure that your recycling facility complies with all local regulations and licensing requirements. This may involve obtaining licenses from the State Pollution Control Board (SPCB) or Pollution Control Committee (PCC)  to operate a recycling plant.

11. Compliance with Safety Regulations:

Ensure your recycling facility follows safety regulations, including fire safety, occupational health, and safety guidelines. This is essential for your employees’ well-being and preventing accidents that could harm the environment.

12. Transportation Permits:

If you transport lithium-ion batteries within India, you may need permits to transport hazardous materials. These permits are typically issued by the relevant state authorities, ensuring that the transportation is carried out safely and complies with environmental regulations.

13. Labeling and Documentation:

Proper labelling and documentation of the imported lithium-ion batteries are essential. The labels should indicate that the batteries are for recycling and include hazard warnings. Detailed records of shipments, recycling processes, and disposal methods must be maintained for regulatory compliance.

14. Waste Management Plan:

Prepare a comprehensive waste management plan that outlines how you will handle and dispose of lithium-ion battery waste generated during the recycling process. This plan should align with India’s Hazardous and Other Waste Management Rules and ensure the safe handling and disposal of hazardous waste.

15. Compliance with E-waste Rules:

In addition to hazardous waste regulations, ensure compliance with India’s E-waste (Management and Handling) Rules, 2016. These rules govern environmentally sound electronic waste management, including batteries, and require producers and recyclers to adhere to specific collection, recycling, and disposal guidelines.

16. Health and Safety Regulations:

Adhere to occupational health and safety regulations to protect the well-being of your employees and prevent accidents. Provide appropriate safety equipment and training to employees involved in the recycling process.

17. Import Duty and Taxes:

Consider the import duty and taxes associated with importing lithium-ion batteries. The rates may vary depending on the battery’s classification and country of origin. Consult with customs authorities or a customs broker for accurate information on applicable duties and taxes.

18. Documentation and Record Keeping:

Maintain detailed records of all transactions, permits, licenses, and compliance-related documents. These records will be essential for audits and regulatory inspections.

19. Seek Legal Counsel:

Given the complexity of import regulations, seeking legal counsel or consulting with environmental and customs law experts is advisable to ensure full compliance with all applicable laws and regulations.


Importing lithium-ion batteries for recycling in India requires meticulous planning and compliance with various licenses, permits, and regulations. Ensuring adherence to environmental, safety, and waste management standards is essential to protect the environment and public health while carrying out this valuable recycling process. It is crucial to stay informed about regulation changes and seek professional guidance to navigate the import process successfully.

Diksha Khiatani

A writer by day and a reader at night. Emerging from an Engineering background, Diksha has completed her M. Tech in Computer Science field. Being passionate about writing, she started her career as a Writer. She finds it interesting and always grabs time to research and write about Environmental laws and compliances. With extensive knowledge on content writing, she has been delivering high-quality write-ups. Besides, you will often find her with a novel and a cuppa!